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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Daniel has been in the financial industry since August 1993 and is currently registered with Raymond James & Associates, Inc. Brian is a Series 6, 7, 63, and 65 licensed professional. Brian holds a variety of licenses and certifications, including those for securities, investment advising, and financial planning. Brian has worked at a number of firms, including Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, Robert W. Baird & Co. Incorporated, and George K. Baum & Company. Brian's current firm Raymond James & Associates, Inc., is headquartered in St. Petersburg, Florida and offers a variety of investment services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/20/2022 - Present
Raymond James & Associates, Inc. (Overland Park KS)
KS
10/13/2015 - 04/23/2022
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
KS
05/11/2009 - 10/16/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OVERLAND PARK KS)
MO
07/02/1998 - 05/14/2009
ROBERT W. BAIRD & CO. INCORPORATED (KANSAS CITY MO)
MO
01/09/1996 - 07/06/1998
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MO
08/06/1993 - 01/16/1996
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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