Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Connors is a financial professional with over 15 years of experience in the industry. Brian is currently registered with Fidelity Brokerage Services LLC. Prior to this, Brian worked at National Financial Services LLC and Fidelity Brokerage Services LLC. Brian holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 26, 63, 99TO, and SIE. Brian is dedicated to providing clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
02/05/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
02/04/2020 - 02/20/2020
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NC
10/22/2008 - 04/24/2013
FIDELITY BROKERAGE SERVICES LLC (CARY NC)
BC
Issued 11/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/04/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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