Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mahoney is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Wells Fargo Securities, LLC and is located in New York, NY. Brian has a variety of licenses and certifications, including Series 4, 7, 8, 63, 99 and SIE. Brian has worked at Wells Fargo Securities, LLC since 1/26/2017. Previously, Brian worked at Donaldson, Lufkin & Jenrette Securities Corporation in Jersey City, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/26/2017 - Present
Wells Fargo Securities, LLC (New York NY)
NJ
11/25/1982 - 09/10/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 12/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/12/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2017
Series 99 - Operations Professional Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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