Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian MacArthur is a financial advisor at UBS Financial Services Inc. Brian has been in the financial industry since 2001. Brian is registered with FINRA and the state of New Jersey, New York and Texas. Brian has a series of certifications including Series 66, Series 10, Series 9, SIE, and Series 7. Brian is a Certified Financial Planner and a Chartered Financial Analyst. Brian has experience working with a variety of clients including high-net-worth individuals, corporations, and institutions. Brian's previous experience includes working for J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Brian is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/07/2022 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
10/01/2008 - 08/12/2021
J.P. MORGAN SECURITIES LLC (Summit NJ)
NY
09/14/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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