Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Whelan is a financial professional with over 16 years of experience in the industry. Brian is currently registered with National Financial Services LLC. Previously, Brian worked for Fidelity Brokerage Services LLC. Brian holds the Series 4, 7, 63, 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
03/31/2023 - Present
National Financial Services LLC (BOSTON MA)
NH
09/25/2006 - 08/15/2011
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 09/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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