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Brian M Stearns

Morgan Stanley & Co. LLC

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About Brian M Stearns

Brian Stearns is a financial advisor registered with Morgan Stanley & Co. LLC, located in Los Angeles, CA. Brian has been in the financial services industry since 2011 and has a broad range of experience. Brian holds licenses in California and New York and has passed the Series 7, 63, 79, and 24 exams. Prior to joining Morgan Stanley, Brian worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Los Angeles, CA.

Firm Information

Brian Stearns is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Stearns’s Registration & Firm History

CA

09/10/2018 - Present

Morgan Stanley & Co. LLC (Los Angeles CA)

CA

04/11/2011 - 08/21/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 05/10/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/08/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian M Stearns.
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