Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Stanley is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Brian has been in the financial industry since 2001. Brian is registered to offer investment advisory services in Indiana and to offer securities in 44 states. Brian's previous experience includes working at Robert W. Baird & Co. Incorporated. Brian holds the Series 6, 7TO, 63 and 65 licenses. Brian's practice offers investment research, referrals to other advisers, and other investment-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
12/04/2013 - Present
Northwestern Mutual Investment Services, LLC (MISHAWAKA IN)
WI
10/22/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 11/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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