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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Schwab is a financial advisor with Morgan Stanley. Brian has over 20 years of experience in the financial services industry. Brian has been registered with the Securities and Exchange Commission (SEC) since 1998 and has held a variety of positions at different firms. Brian holds a Series 7, Series 9, Series 10, Series 63, and Series 66 licenses. Brian specializes in investment management, financial planning, and retirement planning. Brian is also a licensed insurance agent and can help you with your insurance needs. Brian is committed to providing his clients with personalized advice and investment strategies that meet their individual goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/02/2023 - Present
Morgan Stanley (Milton FL)
NJ
07/13/2021 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
FL
01/30/2019 - 01/11/2021
TD AMERITRADE, INC. (PENSACOLA FL)
CO
04/04/2006 - 01/29/2019
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
NE
04/14/2005 - 03/08/2006
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
TX
08/06/1998 - 11/22/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 02/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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