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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sauers is a financial advisor with Avantax Advisory Services. Brian has been in the financial services industry since 2014. Brian is a registered representative and investment advisor representative. Brian is also a Certified Public Accountant (CPA) and has a strong background in tax and auditing. Brian has experience working with high-net-worth individuals, corporations, and retirement plans. Brian is committed to providing his clients with personalized financial advice and helping them reach their financial goals. Brian is currently working with Avantax Advisory Services but has also previously worked with Davie Kaplan Wealth Care Advisors, LLC, DKCB Financial Advisors, LLC, and 1ST GLOBAL CAPITAL CORP. Brian has passed several industry exams including Series 66, Series 7 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/24/2023 - Present
Avantax Advisory Services (DALLAS TX)
NY
10/03/2014 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (ROCHESTER NY)
BOTH
Issued 12/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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