Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Probst is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Sacramento, California. Brian has been in the industry since 1993 and has extensive experience with a wide range of financial products and services. Brian has worked at several prominent firms including Ameriprise Financial Services, Inc., Chase Investment Services Corp., Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Brian is registered in 53 states, including California, Texas, and all other states for both broker-dealer and investment advisor activities. Brian is also a registered principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/31/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SACRAMENTO CA)
CA
10/28/2011 - 03/06/2014
AMERIPRISE FINANCIAL SERVICES, INC. (SACRAMENTO CA)
CA
12/10/2009 - 10/31/2011
CHASE INVESTMENT SERVICES CORP. (SACRAMENTO CA)
CA
06/01/2009 - 12/01/2009
MORGAN STANLEY SMITH BARNEY (SACRAMENTO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SACRAMENTO CA)
CA
01/27/1993 - 04/02/2007
MORGAN STANLEY DW INC. (SACRAMENTO CA)
IA
Issued 09/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Probst is the right advisor for you? Invested Better is here to help.
