Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian m? Claim Your ProfileBrian Ahern is a financial advisor with over 20 years of experience in the industry. Brian has worked with Raymond James Financial Services Advisors, Inc. since September 2020. Previously, Brian was with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Brian is registered to provide investment advice in Arizona, California, Florida, Hawaii, Illinois, Indiana, Massachusetts, Minnesota, Ohio, Oregon, Tennessee, Texas, and Wisconsin. Brian has a Series 7, Series 10, Series 9, Series 31, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
02/09/2022 - Present
Raymond James Financial Services Advisors, Inc. (Downers Grove IL)
IL
06/22/2012 - 09/18/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
IL
06/01/2009 - 06/28/2012
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OAK BROOK IL)
IL
06/03/2005 - 04/02/2007
MORGAN STANLEY DW INC. (OAK BROOK IL)
FL
10/15/2001 - 06/07/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
GA
09/10/2001 - 10/23/2001
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 06/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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