Unclaimed
Brian Lyszczarz is a financial advisor with over 20 years of experience in the industry. Brian currently works at C. L. King & Associates, Inc. Brian holds a Series 7, 24, 52, 53, and 63 license. Brian is registered in Colorado, Florida, New Jersey, and New York. Brian has previously worked at BANC OF AMERICA SECURITIES LLC and Goldman Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2009 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
04/21/2005 - 06/10/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/22/1999 - 03/30/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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