Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lavoie is a financial professional with over 20 years of experience in the financial services industry. Brian is currently registered with Santander US Capital Markets LLC and is licensed to provide investment advice in 20 states, including California, Colorado, and Florida. Brian has a wide range of experience in the financial services industry, having worked at FTN Financial Securities Corp and Spear, Leeds & Kellogg, L.P. in the past. Brian is a Series 7, Series 24, Series 55, and Series 57TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/01/2017 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
01/07/2005 - 05/01/2017
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
10/28/2003 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 11/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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