Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gottlieb is a financial advisor with ING Financial Markets LLC. Brian has been in the financial industry since March 1999. Brian is registered in 52 states and the District of Columbia. Brian has a Series 7, Series 24, Series 63, and SIE license. Prior to joining ING Financial Markets LLC, Brian was an advisor at BOFA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/04/2024 - Present
ING Financial Markets LLC (Deerfield IL)
IL
05/10/2019 - 02/27/2024
BOFA SECURITIES, INC. (CHICAGO IL)
IL
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
12/22/1998 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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