Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dieckmann is an investment advisor representative at Stifel, Nicolaus & Company, Inc. with over 20 years of experience in the industry. Brian has held prior positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Advest, Inc. Brian holds the Series 7, 9, 31, and 66 securities licenses as well as the SIE exam. Brian is also a CERTIFIED FINANCIAL PLANNER™. Brian is registered to provide investment advice in 31 states and is currently serving clients in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/10/2012 - Present
Stifel, Nicolaus & Company, Inc. (PITTSBURGH PA)
PA
06/26/2000 - 03/09/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER ST. CLAIR PA)
PA
12/09/2005 - 03/08/2006
ADVEST, INC. (PITTSBURGH PA)
BOTH
Issued 10/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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