Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Beattie is a financial advisor with over 15 years of experience in the financial industry. Brian is registered with Wells Fargo Clearing Services, LLC, and has a Series 7, 9, 10, 31, 66 and SIE licenses. Brian specializes in providing financial planning and investment management services to individuals, corporations, and other businesses. Brian also provides pension consulting services to institutional clients. Brian is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/02/2010 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
FL
06/01/2009 - 08/16/2010
MORGAN STANLEY SMITH BARNEY (NORTH PALM BEACH FL)
FL
08/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NORTH PALM BEACH FL)
BOTH
Issued 03/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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