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Brian Lynn Banta

Lincoln Financial Distributors, Inc.

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About Brian Lynn Banta

Brian Lynn Banta is a registered representative with Lincoln Financial Distributors, Inc. with over 23 years of experience in the financial services industry. Brian has a Series 6 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Brian is registered to sell securities in Alabama. Prior to joining Lincoln Financial Distributors, Inc., Brian was employed by PLANCO FINANCIAL SERVICES, INC. from March 11, 1999 to May 10, 2005.

Firm Information

Brian Banta is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Banta’s Registration & Firm History

PA

05/13/2005 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

CT

03/11/1999 - 05/10/2005

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 03/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Lynn Banta.
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