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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Vallow is a financial advisor with Ameriprise Financial Services, LLC. Brian is a registered representative with 27 years of experience in the industry. Brian has a Series 63 license, Series 65 license, and Series 7 license. Brian has held prior registrations with Morgan Stanley, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc., among others. Brian is licensed in Illinois and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/08/2024 - Present
Ameriprise Financial Services, LLC (ORLAND PARK IL)
IL
06/01/2009 - 05/08/2014
MORGAN STANLEY (ORLAND PARK IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ORLAND PARK IL)
IL
01/07/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ORLAND PARK IL)
IA
04/11/2000 - 01/24/2005
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
MI
06/20/1994 - 04/15/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IL
08/17/1993 - 05/20/1994
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
IA
Issued 01/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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