Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian David is a financial advisor with The Leaders Group, Inc. Brian has been working in the industry since September 18, 2005 and has a Series 6, Series 7, Series 63 and SIE. Brian's previous experience includes working for Bluerock Capital Markets LLC, Infinex Investments, Inc., InterSecurities, Inc. and Nationwide Investment Services Corporation. Brian is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/03/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/02/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
07/09/2008 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
FL
07/25/2007 - 01/09/2008
INTERSECURITIES, INC. (ST. PETERSBURG FL)
OH
04/07/2003 - 08/19/2005
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 06/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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