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Brian Lord

Neuberger Berman BD LLC

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About Brian Lord

Brian Lord is a financial advisor at Neuberger Berman BD LLC. Brian has been a registered investment advisor since 2004 and is licensed in both Illinois and New York. Brian previously worked at Funds Distributor, LLC, ABN AMRO Incorporated, LaSalle Financial Services, Inc. and Ash Securities Wholesaling, Inc. Brian holds the Series 31, SIE, and Series 7 licenses.

Firm Information

Brian Lord is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Lord’s Registration & Firm History

IL

03/20/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

07/23/2009 - 04/09/2010

FUNDS DISTRIBUTOR, LLC (CHICAGO IL)

IL

09/24/2007 - 04/03/2008

ABN AMRO INCORPORATED (CHICAGO IL)

IL

08/23/2004 - 09/25/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

IN

01/07/2002 - 03/24/2003

ASH SECURITIES WHOLESALING, INC. (FORT WAYNE IN)

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Licenses & Designations

IA

Issued 12/28/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2002

Series 24 - General Securities Principal Examination

BC

Issued 07/14/2021

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Lord.
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