Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lon Robideaux is a financial advisor currently registered with Axos Clearing LLC. Brian has over 20 years of experience in the financial services industry. Brian has a strong background in trading and operations. Brian is licensed to sell securities in Colorado. Brian was previously registered with E*TRADE SECURITIES LLC and TCADVISORS NETWORK INC. Brian has also held registrations with Charles Schwab & Co., Inc. Brian is also a Series 24 General Securities Principal, Series 55 Limited Representative-Equity Trader, Series 7 General Securities Representative and a Series 99TO Operations Professional. Brian also holds the Series 57TO Securities Trader and SIE Securities Industry Essentials exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/18/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
02/11/2020 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
10/18/2002 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
TX
12/21/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 03/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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