Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Yates is a financial advisor with Pittsburgh Financial Planners, Inc. in Bridgeville, PA. Brian has been in the financial industry for over 25 years. Brian is a Certified Financial Planner and holds a Series 7, Series 11, Series 31, Series 55, and Series 63 licenses. Brian also holds the Series 65 license for investment advisor and the SIE license. Brian specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Brian previously worked for Quasar Distributors, LLC in Portland, ME, Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, Schonfeld Securities, LLC in Jericho, NY, and H.J. Meyers & Co., Inc. in Rochester, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management by other money managers
1
2
PA
11/02/2017 - Present
Pittsburgh Financial Planners, Inc. (BRIDGEVILLE PA)
ME
03/30/2005 - 04/29/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
07/29/2004 - 02/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/01/1996 - 01/30/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
08/19/1993 - 05/11/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 08/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1993
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
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