Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Harris is a financial advisor with over 10 years of experience in the industry. Brian is currently registered with State Street Global Advisors Funds Distributors, LLC in Boston, MA. Brian has held previous positions at BOFA DISTRIBUTORS, INC. and ALPS DISTRIBUTORS, INC.. Brian holds FINRA Series 6, 63, and SIE licenses. Brian specializes in Investment Company Products/Variable Contracts and has a strong understanding of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/31/2014 - Present
State Street Global Advisors Funds Distributors, LLC (BOSTON MA)
MA
10/19/2010 - 05/28/2013
BOFA DISTRIBUTORS, INC. (BOSTON MA)
MA
12/22/2008 - 09/02/2010
ALPS DISTRIBUTORS, INC. (TEWKSBURY MA)
IA
Issued 07/08/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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