Unclaimed
Brian Leonard is a financial professional with over 30 years of experience in the securities industry. Brian is currently registered with Evercore Group LLC and holds a Series 7, 24, 55, 57TO and SIE license. Brian has worked at several prominent firms including Jefferies LLC, Deutsche Bank Securities Inc., UBS Securities LLC and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2023 - Present
Evercore Group LLC (NEW YORK NY)
NY
01/06/2015 - 12/21/2022
JEFFERIES LLC (NEW YORK NY)
NY
05/14/2010 - 11/14/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
06/24/2009 - 05/06/2010
LABRANCHE FINANCIAL SERVICES, LLC (STAMFORD CT)
CT
02/13/2003 - 05/20/2009
UBS SECURITIES LLC (STAMFORD CT)
NY
03/07/2000 - 01/30/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/13/1996 - 03/14/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
12/14/1992 - 02/22/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 02/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2010
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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