Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Zeck is a financial professional with over 18 years of experience in the industry. Brian is currently registered with Northern Lights Distributors, LLC and is Series 7, Series 31, Series 63 and SIE licensed. Brian's previous experience includes positions at Foreside Fund Services, LLC, Leader Capital Corp., Morgan Stanley DW Inc., Fixed Income Securities, LP and Barclays Global Investors Services. Brian is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
09/21/2018 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
ME
03/20/2017 - 08/10/2018
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
OR
10/09/2012 - 06/03/2016
LEADER CAPITAL CORP. (PORTLAND OR)
OR
07/21/2006 - 11/01/2011
LEADER CAPITAL CORP. (PORTLAND OR)
NY
02/03/2005 - 04/03/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
CO
09/11/2003 - 01/20/2005
FIXED INCOME SECURITIES, LP (MONUMENT CO)
NY
12/08/2000 - 05/04/2001
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
BC
Issued 06/04/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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