Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Brian's career in the financial industry spans several years. Brian previously worked with 1st Global Capital Corp. Brian has a strong background and experience in the industry and holds Series 63, 66, 7, SIE and 7TO licenses. Brian provides a wide range of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
02/28/2022 - Present
Raymond James Financial Services Advisors, Inc. (Corpus Christi TX)
TX
08/09/2018 - 12/11/2018
1ST GLOBAL CAPITAL CORP. (CORPUS CHRISTI TX)
BC
Issued 02/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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