Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Prouty is a financial professional with over 20 years of experience in the industry. Brian has been with Northwestern Mutual Investment Services, LLC since 1999 and is registered in 14 states. Brian is a Series 6 and Series 63 licensed professional. Brian's areas of expertise include investment research, referrals to other advisors, and security ratings. Brian's previous experience includes working at Robert W. Baird & Co. Incorporated. Brian holds a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VT
04/15/1999 - Present
Northwestern Mutual Investment Services, LLC (BENNINGTON VT)
WI
04/15/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 04/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Prouty is the right advisor for you? Invested Better is here to help.
