Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lee Prom has been in the financial services industry since 1991. Brian is currently a registered representative with Ameriprise Financial Services, LLC and has been with the firm since 2009. Brian also worked for Ameripise Advisor Services, Inc. between 2008 and 2009 and previously worked with Wachovia Securities, LLC between 2008 and 2008. Brian has passed the Series 6, 7, 10, 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
06/28/2017 - Present
Ameriprise Financial Services, LLC (Brookfield WI)
WI
09/05/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (MILWAUKEE WI)
WI
01/01/2008 - 09/17/2008
WACHOVIA SECURITIES, LLC (WAUESHA WI)
WI
08/13/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WAUESHA WI)
WI
01/04/1991 - 08/12/2002
EQUABLE SECURITIES CORPORATION (MILWAUKEE WI)
BC
Issued 01/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Prom is the right advisor for you? Invested Better is here to help.
