Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Klitzke is an investment advisor representative for Principal Securities, Inc., a firm with offices in Des Moines, IA. Brian has been in the financial services industry since 2006. Brian holds a Series 6, 7, 24, 52TO, 53, and 63 securities licenses. Brian is a registered investment advisor in the state of Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
08/11/2014 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
03/28/2007 - 08/05/2014
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
09/29/2011 - 10/03/2013
DIRECTED SERVICES LLC (DES MOINES IA)
IA
09/29/2011 - 10/03/2013
ING AMERICA EQUITIES, INC. (DES MOINES IA)
IA
09/29/2011 - 10/03/2013
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
IA
09/29/2011 - 10/03/2013
ING INVESTMENT ADVISORS, LLC (DES MOINES IA)
IA
04/10/2006 - 03/22/2007
WADDELL & REED, INC. (W. DES MOINES IA)
BC
Issued 06/09/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2010
Series 4 - Registered Options Principal Examination
BC
Issued 04/06/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/21/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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