Unclaimed
Brian Hayes is a financial advisor at The Mather Group, LLC, a firm with offices in St. Louis, MO; Chicago, IL; and Clayton, MO. Brian Hayes has been a registered representative and investment advisor for over 20 years and is a Series 7, Series 10, Series 24, Series 53, and Series 63 licensed individual. Brian Hayes is also a licensed investment advisor in Missouri, Illinois, and California. The Mather Group is a wealth management firm that provides financial planning, portfolio management, and educational seminars to individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm manages over $10 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A percentage of total net worth
1
2
MO
06/21/2019 - Present
THE Mather Group, LLC (ST LOUIS MO)
MO
10/27/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (CLAYTON MO)
MO
05/04/2009 - 08/18/2016
FIDELITY BROKERAGE SERVICES LLC (CHESTERFIELD MO)
MO
07/09/2007 - 03/23/2009
FIDELITY BROKERAGE SERVICES LLC (ST. LOUIS MO)
MO
07/17/2006 - 06/15/2007
U.S. BANCORP INVESTMENTS, INC. (EUREKA MO)
MO
06/12/2000 - 09/20/2004
EDWARD JONES (ST. LOUIS MO)
IA
Issued 09/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/16/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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