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Brian Lee Hayes

THE Mather Group, LLC

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About Brian Lee Hayes

Brian Hayes is a financial advisor at The Mather Group, LLC, a firm with offices in St. Louis, MO; Chicago, IL; and Clayton, MO. Brian Hayes has been a registered representative and investment advisor for over 20 years and is a Series 7, Series 10, Series 24, Series 53, and Series 63 licensed individual. Brian Hayes is also a licensed investment advisor in Missouri, Illinois, and California. The Mather Group is a wealth management firm that provides financial planning, portfolio management, and educational seminars to individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm manages over $10 billion in assets.

Firm Information

Brian Hayes is currently registered with THE Mather Group, LLC. THE Mather Group, LLC is an investment advisor based in CHICAGO, IL. They have 91 investment adviser representatives and $10,508,543,012 in regulatory assets under management. THE Mather Group, LLC provides financial planning, educational seminars, selection of other advisers, portfolio management for individuals, and publication of periodicals. They primarily serve high-net-worth individuals, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
THE Mather Group, LLC

353 N. CLARK STREET

CHICAGO, IL 60654

$10.51B

Assets Under Management

1

Total Clients

79

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A percentage of total net worth

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Brian Hayes’s Registration & Firm History

MO

06/21/2019 - Present

THE Mather Group, LLC (ST LOUIS MO)

MO

10/27/2016 - 10/31/2018

EF LEGACY SECURITIES, LLC (CLAYTON MO)

MO

05/04/2009 - 08/18/2016

FIDELITY BROKERAGE SERVICES LLC (CHESTERFIELD MO)

MO

07/09/2007 - 03/23/2009

FIDELITY BROKERAGE SERVICES LLC (ST. LOUIS MO)

MO

07/17/2006 - 06/15/2007

U.S. BANCORP INVESTMENTS, INC. (EUREKA MO)

MO

06/12/2000 - 09/20/2004

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 09/08/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/31/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/16/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/01/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Brian Lee Hayes.
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