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Brian Lee Gutierrez

Liquidnet, Inc.

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About Brian Lee Gutierrez

Brian Lee Gutierrez is a registered representative with Liquidnet, Inc. Brian is a Series 7 and SIE licensed professional and holds a Series 63 license through FINRA. Brian has been active in the industry since May 2022.

Firm Information

Brian Gutierrez is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gutierrez’s Registration & Firm History

NY

05/09/2022 - Present

Liquidnet, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Lee Gutierrez.
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