Unclaimed
Brian Lee Gutierrez is a registered representative with Liquidnet, Inc. Brian is a Series 7 and SIE licensed professional and holds a Series 63 license through FINRA. Brian has been active in the industry since May 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/09/2022 - Present
Liquidnet, Inc. (NEW YORK NY)
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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