Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Goins is a financial advisor with Wells Fargo Securities, LLC. He is based in Houston, Texas. Brian has been working in the financial industry since 2005 and has a strong track record of success. He holds a Series 7, Series 66, Series 52TO, Series 79TO and Series 99TO licenses. Brian is committed to providing his clients with the highest quality of service. He has a deep understanding of the financial markets and a strong commitment to helping his clients achieve their financial goals. He is also dedicated to providing his clients with a personalized experience. Brian is a valuable asset to any team and is committed to helping his clients succeed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/06/2009 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
07/17/2007 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (HOUSTON TX)
TX
01/19/2005 - 07/10/2007
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
BOTH
Issued 04/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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