Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Frank is a financial advisor in Broomfield, CO. Brian is registered with The Huntington Investment Co. and has been in the industry since 2019. Brian has a Series 63, Series 65, and Series 7 license. Brian has also passed the SIE and Series 6 exams. Brian has experience with BBVA Securities, Inc. and BMO Harris Financial Advisors, Inc. Brian provides investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
12/12/2022 - Present
THE Huntington Investment Co. (BROOMFIELD CO)
AZ
03/31/2020 - 08/23/2021
BBVA SECURITIES INC. (PHOENIX AZ)
MN
08/29/2017 - 04/15/2019
BMO HARRIS FINANCIAL ADVISORS, INC. (Minneapolis MN)
IA
Issued 12/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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