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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ficek is an investment advisor representative at Empower Advisory Group, LLC. Brian has been in the financial services industry since July 1998. Brian is registered with the state of Vermont. Brian has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Brian offers financial planning, portfolio management for individuals and educational seminars. Empower Advisory Group, LLC is a registered investment adviser with the SEC. The firm's assets under management are $134 billion and they have 188,739 accounts under management. The firm primarily works with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. The firm offers financial planning, portfolio management for individuals and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/22/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NJ
02/02/2018 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
VT
11/11/2008 - 10/27/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
VT
09/27/2006 - 11/24/2008
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
11/05/2004 - 04/18/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NE
01/02/2002 - 07/27/2004
AMERITRADE, INC. (OMAHA NE)
NE
08/06/1996 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BOTH
Issued 11/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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