Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Clapp is a financial advisor at Cetera Investment Advisers LLC. Brian has been in the financial services industry for over 20 years. Brian holds Series 6, 7, 63 and 66 licenses and has experience in various financial products and services including investment advisory, securities brokerage, insurance and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/29/2023 - Present
Cetera Investment Advisers LLC (Lawton MI)
MI
04/17/2018 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Lawton MI)
IN
05/26/2016 - 03/22/2018
BANKERS LIFE SECURITIES, INC. (MISHAWAKA IN)
IN
06/09/2010 - 05/26/2016
PROEQUITIES, INC. (MISHAWAKA IN)
IN
02/26/2010 - 05/28/2010
UVEST FINANCIAL SERVICES GROUP, INC. (SOUTH BEND IN)
MO
09/04/2009 - 11/10/2009
EDWARD JONES (ST. LOUIS MO)
NA
04/19/1994 - 08/25/1994
WALL STREET INVESTOR SERVICES
NA
03/30/1992 - 12/16/1993
CITY SECURITIES CORPORATION
NA
01/15/1985 - 04/08/1992
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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