Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cain is a registered representative with Vanguard Marketing Corp. Brian's career in the financial industry spans several years. Brian has been active in the securities industry since 2021. Brian is licensed to sell securities in the United States and currently holds the following FINRA licenses: Series 7TO and Series 63. Brian is also licensed to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/14/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
01/03/2022 - 01/21/2022
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Brian Cain is the right advisor for you? Invested Better is here to help.
