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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cain is a financial advisor with &partners in Terre Haute, Indiana. Brian Cain has been working in the financial industry since 2006 and has a wide range of experience in providing financial advice to individuals and businesses. Brian Cain has a strong track record of success and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
IN
05/03/2024 - Present
&partners (Terre Haute IN)
IN
02/18/2022 - 05/16/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TERRE HAUTE IN)
IN
08/21/2015 - 02/18/2022
WELLS FARGO CLEARING SERVICES, LLC (TERRE HAUTE IN)
IN
11/19/2010 - 08/21/2015
LPL FINANCIAL LLC (TERRE HAUTE IN)
IN
09/30/2002 - 12/01/2005
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
MO
11/09/2001 - 09/26/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
01/23/2001 - 12/21/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/09/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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