Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Brode is an investment advisor representative with Ameriprise Financial Services, LLC. Brian has been in the financial services industry for over 35 years. Brian has a strong track record of helping clients reach their financial goals. He is a registered representative and investment advisor representative with Ameriprise Financial Services, LLC. Brian is committed to providing his clients with personalized financial advice and guidance. His experience includes working at various financial institutions including Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sentra Securities Corporation, and SME Capital Management Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2018 - Present
Ameriprise Financial Services, LLC (PLANO TX)
TX
01/02/2013 - 07/03/2018
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
02/14/1989 - 01/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
AZ
10/26/1988 - 11/17/1988
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
01/13/1988 - 10/29/1988
SME CAPITAL MANAGEMENT CORPORATION
BOTH
Issued 11/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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