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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Bartlett is a financial advisor with Next Financial Group, Inc. in Colorado Springs, Colorado. Brian has been in the financial services industry since February 22, 1989. Brian Bartlett's firm, Next Financial Group, Inc., provides financial planning and investment advice to individuals, families, and businesses. Brian Bartlett specializes in retirement planning, college savings, and estate planning. Brian Bartlett is also a registered representative of Next Financial Group, Inc. and holds the Series 63, Series 66, Series 7, Series 8, Series 9, Series 10, and Series 24 licenses. Brian Bartlett is also a registered investment advisor representative in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
CO
10/09/2013 - Present
Next Financial Group, Inc. (COLORADO SPRINGS CO)
CO
12/08/2008 - 04/30/2013
LINCOLN FINANCIAL SECURITIES CORPORATION (COLORADO SPRINGS CO)
TX
09/30/2004 - 12/22/2008
LAIDLAW & COMPANY (UK) LTD. (AUSTIN TX)
NY
01/31/2002 - 10/27/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
01/02/2002 - 02/07/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
09/05/1996 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
02/15/1995 - 09/20/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
07/07/1993 - 02/17/1995
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
01/04/1993 - 07/19/1993
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NA
05/22/1991 - 01/01/1993
CHELSEA STREET SECURITIES, INC.
NY
01/28/1991 - 04/23/1991
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NA
03/08/1989 - 02/13/1991
J. W. GANT & ASSOCIATES, INC.
NA
01/24/1989 - 03/10/1989
INVESTORS CENTER, INC.
BOTH
Issued 11/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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