Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Anderson is a financial advisor with over 16 years of experience in the industry. Brian has a Series 6, 7, 63, and 65 licenses and is a Certified Financial Planner. Brian currently works at RBC Capital Markets, LLC, where he has been registered since August 2023. Prior to that, Brian worked at Raymond James Financial Services, Inc. for 6 years and at Sigma Financial Corporation for 3 years. Brian is also a board member for the Caring Aggies Mentoring Program. Brian is registered to provide investment advice in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/23/2023 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
01/19/2017 - 09/06/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (SUGAR LAND TX)
TX
06/10/2014 - 01/19/2017
SIGMA FINANCIAL CORPORATION (Houston TX)
TX
07/03/2012 - 06/12/2014
LPL FINANCIAL LLC (HOUSTON TX)
TX
09/03/2007 - 06/22/2012
NEW ENGLAND SECURITIES (HOUSTON TX)
IA
Issued 04/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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