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Brian Lawrence Gannon

Icapital Markets LLC

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About Brian Lawrence Gannon

Brian Gannon is a financial advisor at Icapital Markets LLC, licensed in Connecticut and New York. Brian has passed the General Securities Representative Examination (Series 7TO), Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). Brian joined Icapital Markets LLC on February 23, 2024.

Firm Information

Brian Gannon is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gannon’s Registration & Firm History

CT

02/23/2024 - Present

Icapital Markets LLC (Greenwich CT)

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Licenses & Designations

BC

Issued 03/23/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Lawrence Gannon.
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