Unclaimed
Brian Gannon is a financial advisor at Icapital Markets LLC, licensed in Connecticut and New York. Brian has passed the General Securities Representative Examination (Series 7TO), Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). Brian joined Icapital Markets LLC on February 23, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/23/2024 - Present
Icapital Markets LLC (Greenwich CT)
BC
Issued 03/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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