Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rogers is a financial advisor who has been in the industry since 1973. Brian is currently registered with LPL Financial LLC and is a Registered Representative. Brian holds a Series 7TO, Series 63, Series 24 and Series 51. Brian is a Chartered Financial Consultant. Brian has been registered with LPL Financial LLC since 2017. Prior to that, Brian was registered with National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
01/27/2018 - Present
LPL Financial LLC (MASON OH)
OH
04/26/2012 - 11/29/2017
NATIONAL PLANNING CORPORATION (MASON OH)
OH
02/03/2006 - 05/15/2012
WOODBURY FINANCIAL SERVICES, INC. (CINCINNATI OH)
NY
06/01/2005 - 02/14/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/11/1992 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NA
10/01/1990 - 02/03/1992
MONARCH SECURITIES, INC.
MA
07/02/1987 - 10/02/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/02/1987 - 10/02/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
11/08/1977 - 06/23/1987
PRINCOR FINANCIAL SERVICES CORPORATION
NA
02/03/1975 - 11/05/1977
TRANSAMERICA FUND SALES, INC.
NA
10/10/1973 - 03/01/1975
LINSCO CORPORATION
BC
Issued 07/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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