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Brian Landry Sowell

Archipelago Securities LLC

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About Brian Landry Sowell

Brian Sowell is a financial advisor with over 27 years of experience in the financial services industry. Brian is currently registered with Archipelago Securities LLC and Archipelago Trading Services, Inc., both of which are based in Atlanta, GA. Brian has previously been registered with Charles Schwab & Co., Inc., Preferred Securities Group, Inc., Josephthal Lyon & Ross Incorporated, and Chatfield Dean & Co., Inc.. Brian holds a Series 7, Series 24, Series 55, Series 57TO, and Series 63 license.

Firm Information

Brian Sowell is currently registered with Archipelago Securities LLC. Archipelago Securities LLC is a Limited Liability Company formed on September 23, 1999. The firm is registered in California, Georgia, Illinois, Mississippi, New Jersey, and New York. They have one approved SEC registration and six approved state registrations. Archipelago Securities LLC has reported six Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Sowell’s Registration & Firm History

GA

02/09/2009 - Present

Archipelago Securities LLC (Atlanta GA)

TX

04/02/1996 - 02/17/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

FL

10/17/1994 - 02/27/1995

PREFERRED SECURITIES GROUP, INC. (BOCA RATON FL)

NY

06/24/1992 - 10/20/1992

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

CO

04/06/1992 - 06/08/1992

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 04/07/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/03/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Landry Sowell.
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