Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Carpenter is a financial advisor registered with Wells Fargo Clearing Services, LLC. Brian has been in the industry since 1995 and has experience working for several firms including A. G. EDWARDS & SONS, INC., VTR CAPITAL, INC. and BARRON CHASE SECURITIES, INC. Brian is a Certified Financial Planner and offers a variety of financial services to individuals and businesses. Brian currently provides financial planning and investment consulting services and holds registrations in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (GAINESVILLE GA)
GA
04/06/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BRASELTON GA)
NY
03/10/1997 - 04/15/1998
VTR CAPITAL, INC. (NEW YORK NY)
FL
01/04/1996 - 05/21/1997
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
CO
04/25/1995 - 01/04/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 04/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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