Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lafata is a registered investment advisor representative with Cetera Investment Advisers LLC. Brian is a registered representative in Ohio and has been in the industry since 2013. Brian has a Series 6, 7, and 66 license and also holds the SIE license. Brian has worked with Key Investment Services, LLC and LPL Financial LLC in the past. Brian offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OH
08/29/2023 - Present
Cetera Investment Advisers LLC (MENTOR OH)
OH
09/21/2016 - 08/30/2023
KEY INVESTMENT SERVICES LLC (ASHTABULA OH)
PA
07/08/2013 - 09/21/2016
LPL FINANCIAL LLC (CORRY PA)
BOTH
Issued 05/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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