Unclaimed
Brian L Zhu is a registered representative with Cetera Investment Services LLC and has been in the industry since August 6, 2023. Brian has passed the General Securities Representative Examination and the Securities Industry Essentials Examination. Brian's firm is located in Pasadena, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2023 - Present
Cetera Investment Services LLC (PASADENA CA)
BC
Issued 08/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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