Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Schroeder is a financial advisor with Northwestern Mutual Investment Services, LLC based in Milwaukee, Wisconsin. Brian has been in the industry since 1992. His registration is currently active in Wisconsin. Brian Schroeder holds the Series 6, 7, 24 and 63 licenses. Brian Schroeder also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
07/09/2003 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
IA
07/01/1992 - 05/27/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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