Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian L. Peterson is a financial advisor with over 20 years of experience in the industry. Brian has a wide range of experience, having worked with Cetera Investment Services LLC, PNC Investments, NBC Securities, Inc. and SunTrust Investment Services, Inc. Brian is currently registered with J.P. Morgan Securities LLC in Daytona Beach, FL. Brian L. Peterson holds Series 7, 26, 31, 63, 65 and 66 licenses and specializes in portfolio management for individuals and businesses. Brian is also able to provide financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
08/30/2019 - Present
J.p. Morgan Securities LLC (Daytona Beach FL)
FL
06/12/2018 - 12/31/2018
GRADIENT SECURITIES, LLC (Port Orange FL)
FL
02/19/2013 - 07/06/2016
CETERA INVESTMENT SERVICES LLC (PORT ORANGE FL)
FL
06/11/2010 - 01/02/2013
PNC INVESTMENTS (ORMOND BEACH FL)
FL
11/06/2006 - 05/20/2010
NBC SECURITIES, INC. (ORMOND BEACH FL)
FL
06/11/2002 - 11/06/2006
SUNTRUST INVESTMENT SERVICES, INC. (PORT ORANGE FL)
MO
10/01/2000 - 04/03/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/26/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
08/10/1998 - 07/13/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/09/1987 - 11/03/1987
ISFA CORPORATION
BOTH
Issued 05/27/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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