Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Asher is a financial professional with over 35 years of experience in the industry. Brian has been registered with Morgan Stanley since 2009 and has held previous registrations with several other firms, including Citigroup Global Markets Inc., PaineWebber Incorporated, and Financial Network Investment Corporation. Brian holds a Series 63, Series 65, Series 3, Series 7, Series 9, and Series 10 license, and is a licensed Investment Adviser Representative in both California and Texas. Brian Asher is a dedicated and experienced financial professional who is committed to providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Morgan Stanley (Long Beach CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LONG BEACH CA)
CA
01/05/2007 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
CA
08/17/1999 - 01/18/2007
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
NJ
12/11/1989 - 08/27/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
09/30/1987 - 12/15/1989
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
12/21/1984 - 11/12/1986
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2002
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Asher is the right advisor for you? Invested Better is here to help.
