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Brian Kwon

Nylife Securities LLC

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About Brian Kwon

Brian Kwon is a financial professional with Nylife Securities LLC. Brian holds a Series 63, Series 6TO and SIE licenses. Brian has been in the industry since May 17, 2021 and is registered in California.

Firm Information

Brian Kwon is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Kwon’s Registration & Firm History

CA

05/18/2021 - Present

Nylife Securities LLC (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 07/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Kwon.
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